/;7äíì$îäíæ$ )XQFWLRQDO 'HVFULSWLRQ
&RQWUROOHU &RPSDWLELOLW\ 0RGHV
)81&7,21$/ '(6&5,37,21
7KH /;7äíì$îäíæ$ DUH FRPSDWLEOH ZLWK PRVW LQGXVWU\
VWDQGDUG FRQWUROOHUV LQFOXGLQJ GHYLFHV SURGXFHG E\ 0RWRUð
RODñ $0'ñ ,QWHOñ )XMLWVXñ 1DWLRQDO 6HPLFRQGXFWRUñ 6HHT
DQG 7H[DV ,QVWUXPHQWVï )RXU GLIIHUHQW FRQWURO VLJQDO WLPLQJ
DQG SRODULW\ VFKHPHV õ0RGHV ì WKURXJK éô DUH UHTXLUHG WR
DFKLHYH WKLV FRPSDWLELOLW\ï 0RGH VHOHFW SLQV õ0'í DQG
0'ìô GHWHUPLQH &RQWUROOHU FRPSDWLELOLW\ PRGHV DV OLVWHG
LQ 7DEOH ëï 5HIHU WR 7HVW 6SHFLILFDWLRQV IRU D FRPSOHWH VHW
RI WLPLQJ GLDJUDPV IRU HDFK PRGHï
7KH /;7äíì$îäíæ$ 8QLYHUVDO (WKHUQHW ,QWHUIDFH 7UDQVð
FHLYHUV SHUIRUP WKH SK\VLFDO OD\HU VLJQDOLQJ õ3/6ô DQG
0HGLD $WWDFKPHQW 8QLW õ0$8ô IXQFWLRQV DV GHILQHG E\ WKH
,((( åíëïê VSHFLILFDWLRQï 7KH\ IXQFWLRQ DV D 3/6ð2QO\
GHYLFH õIRU XVH ZLWK ìí%$6(ðë RU ìí%$6(ðè FRD[LDO FDEOH
QHWZRUNVô RU DV DQ ,QWHJUDWHG 3/6î0$8 õIRU XVH ZLWK
ìí%$6(ð7 WZLVWHGðSDLU QHWZRUNVôï ,Q DGGLWLRQ WR VWDQGDUG
ìí 0ESV RSHUDWLRQñ WKH\ DOVR VXSSRUW IXOOðGXSOH[ ëí 0ESV
RSHUDWLRQï
7DEOH ëã &RQWUROOHU &RPSDWLELOLW\ 0RGHV
7KH /;7äíì$îäíæ$ LQWHUIDFHV D EDFNðHQG FRQWUROOHU WR
HLWKHU DQ $8, GURS FDEOH RU D WZLVWHGðSDLU õ73ô FDEOHï 7KH
FRQWUROOHU LQWHUIDFH LQFOXGHV WUDQVPLW DQG UHFHLYH FORFN DQG
15= GDWD FKDQQHOVñ DV ZHOO DV PRGH FRQWURO ORJLF DQG VLJð
QDOLQJï 7KH $8, LQWHUIDFH FRPSULVHV WKUHH FLUFXLWVã 'DWD
2XWSXW õ'2ôñ 'DWD ,QSXW õ',ô DQG &ROOLVLRQ õ&,ôï 7KH
WZLVWHGðSDLU LQWHUIDFH FRPSULVHV WZR FLUFXLWVã 7ZLVWHGð3DLU
,QSXW õ73,ô DQG 7ZLVWHGð3DLU 2XWSXW õ732ôï ,Q DGGLWLRQ WR
WKH WKUHH EDVLF LQWHUIDFHVñ WKH /;7äíì$îäíæ$ FRQWDLQV DQ
LQWHUQDO FU\VWDO RVFLOODWRU DQG IRXU /(' GULYHUV IRU YLVXDO
VWDWXV UHSRUWLQJï
6HWWLQJ
&RQWUROOHU 0RGH
0'ì
0'í
0RGH ì
/RZ
/RZ
)RU 0RWRUROD çå(1êçíñ 03&åçíñ
$GYDQFHG 0LFUR 'HYLFHV $0æääí RU
FRPSDWLEOH FRQWUROOHUV
0RGH ë
/RZ +LJK
+LJK /RZ
+LJK +LJK
)RU ,QWHO åëèäç RU
FRPSDWLEOH FRQWUROOHUVì
)XQFWLRQV DUH GHILQHG IURP WKH EDFNðHQG FRQWUROOHU VLGH RI
WKH LQWHUIDFHï 7KH 7UDQVPLW IXQFWLRQ UHIHUV WR GDWD WUDQVPLWð
WHG E\ WKH EDFNðHQG WR WKH $8, FDEOH õ3/6ð2QO\ PRGHô RU
WR WKH WZLVWHGðSDLU QHWZRUN õ,QWHJUDWHG 3/6î0$8 PRGHôï
7KH 5HFHLYH IXQFWLRQ UHIHUV WR GDWD UHFHLYHG E\ WKH EDFNð
HQG IURP WKH $8, FDEOH õ3/6ð2QO\ô RU IURP WKH WZLVWHGð
SDLU QHWZRUN õ,QWHJUDWHG 3/6î0$8 PRGHôï ,Q WKH LQWHð
JUDWHG 3/6î0$8 PRGHñ WKH /;7äíì$îäíæ$ SHUIRUPV DOO
UHTXLUHG 0$8 IXQFWLRQV GHILQHG E\ WKH ,((( åíëïê
ìí%$6(¤7 VSHFLILFDWLRQ VXFK DV FROOLVLRQ GHWHFWLRQñ OLQN
LQWHJULW\ WHVWLQJñ VLJQDO TXDOLW\ HUURU PHVVDJLQJñ MDEEHU
FRQWURO DQG ORRSEDFNï ,Q WKH 3/6ð2QO\ PRGHñ WKH
/;7äíì$îäíæ$ UHFHLYHV LQFRPLQJ VLJQDOV IURP WKH $8,
', FLUFXLW ZLWK ‘ ìå QV RI MLWWHU DQG GULYHV WKH $8, '2 FLUð
FXLWï
0RGH ê
)RU )XMLWVX 0%åçäèíñ 0%åçäçí RU
FRPSDWLEOH FRQWUROOHUV õ6HHT åííèôë
0RGH é
)RU 1DWLRQDO 6HPLFRQGXFWRU åêäí RU
FRPSDWLEOH FRQWUROOHUV
õ7, 706êåí&ëçô
ëï 5HIHU WR /HYHO 2QH $SSOLFDWLRQ 1RWH èì ZKHQ GHVLJQLQJ ZLWK ,QWHO
&RQWUROOHUVï
êï 6((4 FRQWUROOHUV UHTXLUH LQYHUWHUV RQ &/.ìñ /%.ñ 5&/. DQG
&2/ï
ììðæ
L1